Financial Regulations

Financial Regulations

Financial Regulations

Financial Regulators are increasingly scrutinising the finances of regulated and non-regulated businesses to ensure that consumers are treated fairly and companies are adhering to the rules. We can advise both businesses and individuals facing an investigation or prosecution from the Financial Conduct Authority (FCA). Our criminal defence lawyers can assist you with allegations of insider trading; misleading statements to the market; regulatory breaches of the FCA's principles for Business and Approved Persons; and assisting companies which are unauthorised to carry out regulated activities.  




 

Need more information?

Call 0844 871 2926

Financial Regulations are available at the following Star Legal branch(es):